Areas of expertise
Extensive knowledge in Wealth Management Settlement Operations and Fund Administration.
Over 31 years of experience in Wealth management operations, setting and implementing key strategies to enhance operational and client servicing. Senior involvement in significant business migrations and resolution of regulatory shortcomings. CEO of Fund administration responsible for client serving, risk oversight and administration. Establishing and implementing key strategies which have resulted in significant growth in terms of revenue, profit, the number of funds and funds under management.
- Operational re-structuring – Throughout his career James has been responsible for significant operational transformation.
- Leadership – Responsible for large operational divisions, establishing successful senior management teams that deliver results.
- Professional exams – Prize winner on two occasions : Securities institute diploma and IAQ.