Areas of expertise
Internal and external audit; regulatory advisory services.
Lindsay has significant audit and advisory experience, working with a range of financial services clients including investment managers, brokers and lending institutions.
She leads internal and external audit engagements for a wide range of financial services businesses.
Lindsay has led a number of regulatory assignments, providing advice to clients in relation to Internal Capital Adequacy Assessment Processes (ICAAP), regulatory capital and reporting requirements, client assets, governance and risk management. She has also been involved in delivering s.166 skilled person’s reports.
- Advising on ICAAP, risk management and governance for investment firms.
- Reviewing regulatory reporting for investment firms.
- Delivering internal audit engagements for financial services firms.
- Fellow of the Institute of Chartered Accountants in England and Wales (ICAEW) and holds the Investment Management Certificate (IMC).